Kim Anthon Checketts

Current Employers

Kovack Advisors, Inc.

6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States

Current Registrations

Authority	Category	Status	Date
LA	RA	APPROVED	2021-10-27
TX	RA	APPROVED_RES	2010-02-01
UT	RA	APPROVED	2007-02-16

LA RA
APPROVED

Since 2021-10-27
TX RA
APPROVED_RES

Since 2010-02-01
UT RA
APPROVED

Since 2007-02-16

Branch Locations

6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States

3520 Lincoln Ave Suite 1, Ogden, UT 84401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Kovack Securities, Inc.	Ft. Lauderdale	FL	02/2007	Present
Kovack Advisors, Inc	Ft> Laud.	FL	02/2007	Present

02/2007 → Present

Kovack Securities, Inc.

Ft. Lauderdale, FL
02/2007 → Present

Kovack Advisors, Inc

Ft> Laud., FL

Previous Registrations

2001-08-22 → 2007-02-16

Ubs Financial Services Inc.

South Ogden, UT

South Ogden, UT

Other Businesses

DBA: KAC FINANCIAL SERVICES, INC. - 3520 LINCOLN AVE, SUITE 1, OGDEN, UT 84401, DBA NAME USED FOR SECURITIES AND FIXED INSURANCE, OWNER/PRESIDENT, MANAGE CLIENTS INVESTMENTS & MANAGE BUSINESS, 100% OF TIME SPENT.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2001-06-07
S63	Uniform Securities Agent State Law Examination	1986-02-24

S66 Uniform Combined State Law Examination

2001-06-07
S63 Uniform Securities Agent State Law Examination

1986-02-24

View on SEC IAPD

Current Employers

Kovack Advisors, Inc.

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews