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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-08-04 |
| AZ | RA | APPROVED | 2016-12-01 |
Branch Locations
6710 North Scottsdale Road Suite 150, Scottsdale, AZ 85253-4451 • United States
Paradise Valley, AZ • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Scottsdale | AZ | 09/2010 | Present |
BOARD OF VISITORS; ADDRESS: 1801 E. CACTUS WREN #C PHOENIX, AZ 85020; BUSINESS DESCRIPTION: VOLUNTEER BOARD; NOT INVESTMENT RELATED; START DATE: 01/05/2008; CAPACITY: BOARD OF DIRECTORS; DUTIES: ATTEND MONTHLY BOARD MEETINGS; HOURS DEVOTED PER WEEK: 2; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-11-30 |
| S63 | Uniform Securities Agent State Law Examination | 1986-03-03 |
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