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Michael Alan Beatty

Prescott Investor Services, Inc.

Prescott, AZ

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Current Employers
Prescott Investor Services, Inc.

747 Whipple Street, Prescott, AZ 86301 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 1994-08-26
  • AZ RA
    APPROVED
    Since 1994-08-26

Branch Locations

747 Whipple Street, Prescott, AZ 86301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Prescott Investor Services, Inc. Prescott AZ 02/1989 Present
Other Businesses

LIFE & HEALTH INSURANCE AGENT/ARIZONA - LICENSED WITH LINCOLN BENEFIT LIFE

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-07-11
S63 Uniform Securities Agent State Law Examination 1986-02-20
  • S65 Uniform Investment Adviser Law Examination
    1995-07-11
  • S63 Uniform Securities Agent State Law Examination
    1986-02-20

View on SEC IAPD

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Other Investors

MICHAEL RAYMOND BACCI
Alexander Ray Bacci
JAMES ALLAN HELFINSTINE
Christopher Warren Wright
Brian T Scott
KATHLEEN A NEMETZ
DAVID LEE EDMISTEN
Austin Prescott Farnsworth

Other Offices

LPL FINANCIAL LLC · PRESCOTT, AZ
AMERIPRISE FINANCIAL SERVICES, LLC · Prescott, AZ
WRIGHT WEALTH MANAGEMENT GROUP · PRESCOTT, AZ
THE MONEY AND VALUES GROUP · PRESCOTT, AZ
LPL FINANCIAL LLC · PRESCOTT, AZ
PURE FINANCIAL ADVISORS, LLC · Prescott, AZ
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Prescott, AZ
J. W. COLE ADVISORS, INC. · PRESCOTT, AZ

More in Prescott, AZ

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