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Michael Alan Beatty

Prescott Investor Services, Inc.

Prescott, AZ

CRD 1462328

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Employer firm

Prescott Investor Services, Inc. CRD 114468

$60.2M regulatory AUM 3 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Prescott Investor Services, Inc.

747 Whipple Street, Prescott, AZ 86301 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 1994-08-26
  • AZ RA
    APPROVED
    Since 1994-08-26

Branch Locations

747 Whipple Street, Prescott, AZ 86301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Prescott Investor Services, Inc. Prescott AZ 02/1989 Present
Other Businesses

LIFE & HEALTH INSURANCE AGENT/ARIZONA - LICENSED WITH LINCOLN BENEFIT LIFE

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-07-11
S63 Uniform Securities Agent State Law Examination 1986-02-20
  • S65 Uniform Investment Adviser Law Examination
    1995-07-11
  • S63 Uniform Securities Agent State Law Examination
    1986-02-20

View on SEC IAPD

Nearby Firms

LPL FINANCIAL LLC
AMERIPRISE FINANCIAL SERVICES, LLC
WRIGHT WEALTH MANAGEMENT GROUP

Nearby Investors

MICHAEL RAYMOND BACCI
Alexander Ray Bacci
JAMES ALLAN HELFINSTINE

Nearby Offices

LPL FINANCIAL LLC · PRESCOTT, AZ
AMERIPRISE FINANCIAL SERVICES, LLC · Prescott, AZ
WRIGHT WEALTH MANAGEMENT GROUP · PRESCOTT, AZ

More in Prescott, AZ

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