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Marguerite R Mastalir

Equitable Advisors, LLC

Kewaunee, WI

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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-08-23
WI RA APPROVED 2005-12-06
  • TX RA
    APPROVED_RES
    Since 2019-08-23
  • WI RA
    APPROVED
    Since 2005-12-06

Branch Locations

410 Milwaukee Street, Kewaunee, WI 54216 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 11/2005 06/2020
Equitable Advisors, Llc New York NY 11/2005 Present
Other Businesses

10/15 - KEWAUNEE OPTIMIST CLUB 414 Terraqua Dr Kewaunee, WI 54216 - TREASURER, 10/6/2015, 8 HRS/MO; 7/26 - Lipovac Family Farm LLC = W10061 County Rd A Crivitz, WI 54114 - partial owner - 10 hrs month

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-12-21
S63 Uniform Securities Agent State Law Examination 1989-04-18
  • S65 Uniform Investment Adviser Law Examination
    2005-12-21
  • S63 Uniform Securities Agent State Law Examination
    1989-04-18
Other Names
  • Marguerite R Lipovac
  • Marguerite Rae Lipovac
  • Marguerite Rae Liporvac

View on SEC IAPD

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