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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-08-23 |
| WI | RA | APPROVED | 2005-12-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 11/2005 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 11/2005 | Present |
10/15 - KEWAUNEE OPTIMIST CLUB 414 Terraqua Dr Kewaunee, WI 54216 - TREASURER, 10/6/2015, 8 HRS/MO; 7/26 - Lipovac Family Farm LLC = W10061 County Rd A Crivitz, WI 54114 - partial owner - 10 hrs month
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-12-21 |
| S63 | Uniform Securities Agent State Law Examination | 1989-04-18 |
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