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158 E Northland Ave, Appleton, WI 54911 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-06-12 |
| WI | RA | APPROVED | 2023-01-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Thrivent Investment Management Inc | Green Bay | WI | 12/2013 | 05/2017 |
| Thrivent Financial | Appleton | WI | 06/2014 | 05/2017 |
| The Prudential Insurance Company Of America | Appleton | WI | 05/2017 | 01/2018 |
| Pruco Securities, Llc | Appleton | WI | 05/2017 | 01/2018 |
| Mml Investor Services | Algoma | WI | 02/2018 | 12/2019 |
| Massachusetts Mutual Life Insurance Company | Algoma | WI | 02/2018 | 12/2019 |
| Principal Life Insurance Company | Appleton | WI | 12/2019 | 08/2022 |
| Principal Securities Inc | Appleton | WI | 12/2019 | 01/2023 |
| Cornerstone Financial | Appleton | WI | 12/2019 | 01/2023 |
| Cornerstone Enterprises, Llc Dba Cornerstone Financial Group | Appleton | WI | 01/2023 | Present |
| Purshe Kaplan Sterling Investments, Inc. | Appleton | WI | 01/2023 | 10/2024 |
1) United Healthcare Medicare Insurance. Not Investment Related. 158 East Northland Ave, Appleton, WI 54914. Health Care Insurance. Agent. No relationship with other business. 9/1/2021. Hrs/month 5-10 all during trading hours. I review medicare insurance to determine if i need to assist or not. 2) Cornerstone Enterprises, LLC dba Cornerstone Financial Group LLC. Investment Related. 158 East Northland Ave, Appleton, WI 54914. RIA. Investment Advisor / Financial Advisor. 01/2023. Hrs/month 160 all during trading hours. Provide Financial advice. 3) Fixed Insurance; Investment Related; DePere, WI; Agent; Life, DI, LTC, Annuities, Group, Health; Start Date: 09/01/2021; 20 hrs per month; 10 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-03-31 |
| S63 | Uniform Securities Agent State Law Examination | 2014-03-07 |
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