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Brandy Lynn Debroux

Morgan Stanley

Appleton, WI

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-04-08
WI RA APPROVED 2015-01-09
  • TX RA
    APPROVED_RES
    Since 2020-04-08
  • WI RA
    APPROVED
    Since 2015-01-09

Branch Locations

4545 West College Avenue Suite 300, Appleton, WI 54914 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Green Bay WI 03/2016 Present
Morgan Stanley Private Bank, National Association New York NY 03/2016 Present
  • 03/2016 → Present
    Morgan Stanley Smith Barney Llc
    Green Bay, WI
  • 03/2016 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-10-20
S63 Uniform Securities Agent State Law Examination 2004-02-28
  • S65 Uniform Investment Adviser Law Examination
    2014-10-20
  • S63 Uniform Securities Agent State Law Examination
    2004-02-28
Other Names
  • Brandy Lynn Williams
  • Brandy Lynn Williams
  • Brandy Lynn Debroux
  • Brandy Lynn De Broux

View on SEC IAPD

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