Best Investors
Account
Sign in
Best Investors
Account
Sign in
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-02-24 |
| WI | RA | APPROVED | 2009-06-01 |
Branch Locations
4545 West College Avenue Suite 300, Appleton, WI 54914 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Appleton | WI | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
1. TO SERVE ON THE BOARD OF DIRECTORS/SPONSORSHIP CHAIR WITH THE EXECUTIVE WOMEN'S GOLF ASSOCIATION. 2. *338114 - Thern Farmland Rental; Investment related - Yes; New London, Wisconsin; Agriculture; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 03/2021; During business hours: 0; After business hours: 0; landowner 3. *374424 - POA; Not Investment related; Appleton, WI; POA (proprietor, partner, officer, director, employee, trustee, agent); Jul 2019; During business hours: 0; After business hours: 1. * 428051 - Victor Thern Farmland Rental; Investment related No; New London, WI; Agriculture; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); March 2021; During business hours: 0; After business hours: 0; farmland owner.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-11-02 |
| S63 | Uniform Securities Agent State Law Examination | 1996-07-23 |
Reach out to this advisor