Jesse L Graff

Current Employers

Employment History

• 10/2018 → 09/2025
  Avantax Advisory Services
  Luxemburg, WI
• 05/1999 → 01/2019
  Ws Packaging Group Inc.
  Green Bay, WI
• 05/2000 → 10/2025
  J.L. Graff Enterprises, Llc Dba Westen, Graff & Co
  Kewaunee, WI
• 12/2004 → Present
  Tmj Lanes Inc Dba Kewaunee Bowl
  Kewaunee, WI
• 12/2018 → 09/2025
  Avantax Investment Services, Inc.
  Luxemburg, WI
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Kewaunee, WI
• 09/2025 → Present
  Cetera Investment Adviser, Llc
  Schaumburg, IL

Previous Registrations

• 2018-10-22 → 2025-09-08
  Avantax Advisory Services
  Kewaunee, WI
  Dallas, TX

Other Businesses

1) J L Graff Enterprises LLC~'NIR'~413 Milwaukee St~Kewaunee~WI~54216~Accounting Services/Tax Preparation~Owner~5/15/2000~60hrs~45hrs~Primarily meet with new or existing clients to review and prepare their personal or business tax filings. Oversee all employees and general management of the business 2) MIXED USE RENTAL BUILDING POSITION: Owner NATURE: Commercial & Residential rental property INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2003 ADDRESS: 413 Milwaukee St, Kewaunee WI 54216, DESCRIPTION: Maintain building, collect rent, screen tenants 3) KEWAUNEE COUNTY LAND RENT POSITION: Owner NATURE: Vacant farmland rental property INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2004 ADDRESS: N6694 Valley Rd, Luxemburg WI 54217, DESCRIPTION: Collect rent, maintain property 4) DOOR COUNTY LAND RENT POSITION: Owner NATURE: Vacant farmland INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2004 ADDRESS: N6694 Valley Rd, Luxemburg WI 54217, DESCRIPTION: Collect rent and pay maintenance bills 5) NAME OF OTHER BUSINESS: TMJ LANES INC; INVESTMENT RELATED: NO; ADDRESS: 216 ELLIS ST KEWAUNEE, WI 54216; NATURE OF BUSINESS: BOWLING ALLEY; START DATE: 01/2005; POSITION/TITLE/RELATIONSHIP: TREASURER; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: OVERSEE FINANCIAL ACTIVITY AND FINANCIAL STATEMENT PRESENTATION. PREPARE PAYROLL, PAYROLL REPORTS AND ANNUAL TAX FILINGS; 6) WESTEN, GRAFF & CO POSITION: Owner NATURE: Westen, Graff & Co is a d/b/a (legal name is J L Graff Enterprises). It prepares income tax returns, provides accounting, payroll, financial advisory / planning and investment management services. INVESTMENT RELATED: Yes NUMBER OF HOURS: 150 SECURITIES TRADING HOURS: 100 START DATE: 12/01/1999 ADDRESS: 413 Milwaukee St, Kewaunee WI 54216, US; Prepare income tax returns, provide clients with tax, financial and investment advice including tax and financial planning. Perform majority of administrative business tasks such as supervising employees, develop training, capital expenditures etc.

Exams

• S63 Uniform Securities Agent State Law Examination
  2019-01-19
• S65 Uniform Investment Adviser Law Examination
  2018-09-28