Dana Brandl Tupper

Current Employers

Employment History

• 03/2016 → 06/2024
  Raymond James Financial Services, Inc.
  Luxemburg, WI
• 06/2016 → Present
  Bank Of Luxemburg
  Luxemburg, WI
• 07/2016 → 06/2024
  Raymond James Financial Services Advisors Inc.
  Luxemburg, WI
• 06/2024 → Present
  Midwestern Securities Trading Company Llc
  East Peoria, IL

Previous Registrations

• 2016-07-11 → 2024-07-03
  Raymond James Financial Services Advisors, Inc
  Luxemburg, WI

Other Businesses

(1)Name of Business: Bank of Luxemburg Address: 630 Main St, Luxemburg, WI, 54217, United States Activity Type: Bank or Credit Union Associate Position/Title: Associate/Employee Investment Related: Yes Start Date: 06/30/2016 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Open and service accounts for clients who have investment services relationships with Raymond James. Offer investment advice to investment services clients. (2)Name of Business: Kewaunee Public School District Board of Directors Address: 915 3rd Street, Kewaunee, WI, 54216, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Member - Clerk Investment Related: No Start Date: 04/26/2021 Hours per month devoted to this business: 6 Hours per month devoted to this business during trading hours: 0-2 Description of duties: Implement policies for local public school district. Counter sign checks. President and Treasurer are primary signers. Sign reports.

Exams

• S66 Uniform Combined State Law Examination
  2016-06-24
• S63 Uniform Securities Agent State Law Examination
  2011-01-14

Other Names

• Dana Brandl Sperber
• Dana B Tupper