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Employer firm

Midwestern Securities Trading Company, LLC CRD 101080

$1.98B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • PORTFOLIO MANAGEMENT FOR 401(K) RETIREMENT PLANS DEFINED IN SECTION 3(38) OF ERISA RULES

From the firm’s Form ADV. Read the guides:

Current Employers
Midwestern Securities Trading Company, Llc

235 Everett St, East Peoria, IL 61611 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2025-08-13
  • WI RA
    APPROVED
    Since 2025-08-13

Branch Locations

630 Main St, Luxemburg, WI 54217 • United States

235 Everett St, East Peoria, IL 61611 • USA

235 Everett St, East Peoria, IL 61611 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Door County Coffee Sturgeon Bay WI 08/2017 02/2025
Ki Green Bay WI 05/2015 08/2017
Mary Kay Dallas TX 09/2015 Present
Bank Of Luxemburg Luxemburg WI 02/2025 08/2025
Midwestern Securities Trading Company Llc East Peoria IL 02/2025 08/2025
Midwestern Securities Trading Company East Peoria IL 08/2025 Present
Bank Of Luxemburg Luxemburg WI 08/2025 Present
  • 08/2017 → 02/2025
    Door County Coffee
    Sturgeon Bay, WI
  • 05/2015 → 08/2017
    Ki
    Green Bay, WI
  • 09/2015 → Present
    Mary Kay
    Dallas, TX
  • 02/2025 → 08/2025
    Bank Of Luxemburg
    Luxemburg, WI
  • 02/2025 → 08/2025
    East Peoria, IL
  • 08/2025 → Present
    Midwestern Securities Trading Company
    East Peoria, IL
  • 08/2025 → Present
    Bank Of Luxemburg
    Luxemburg, WI
Other Businesses

(1)Name of Business: Bank of Luxemburg Address: 630 Main St, Luxemburg, WI, 54217, United States Activity Type: Bank or Credit Union Associate Position/Title: Financial Advisor - Investment Related: Yes Start Date: 07//2025 Hours per month devoted to this business: 80+ Hours per month devoted to this business during trading hours: 80+ Description of duties: Open and service accounts for clients who have investment services relationships. (2) Mary Kay, 1460 Ledge Road, Brussels, WI 54204, 1099 Cosmetics Company, independent Contractor, Non-Investment Related, Started 09/2015, 0 hours/month during market hours, 4 hours/month outside market hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-07-23
  • S66 Uniform Combined State Law Examination
    2025-07-23
Other Names
  • Erin Lea Baudhuin Hackbart

View on SEC IAPD

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