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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2010-02-19
CO RA APPROVED 2001-04-13
  • TX RA
    APPROVED_RES
    Since 2010-02-19
  • CO RA
    APPROVED
    Since 2001-04-13

Branch Locations

5251 Dtc Parkway Suite 1200, Greenwood Village, CO 80111-2737 • United States

Castle Rock, CO • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets Corporation Denver Tech CO 03/2008 Present
City National Bank Greenwood Village CO 12/2019 01/2025
  • 03/2008 → Present
    Rbc Capital Markets Corporation
    Denver Tech, CO
  • 12/2019 → 01/2025
    City National Bank
    Greenwood Village, CO
Other Businesses

NAME OF ENTITY: BoshBoys LLC; ADDRESS: 3888 Windchant Circle Castle Rock CO 80104; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: Rental Property; CAPACITY: Sole Proprietor; START DATE: 03/11/2021; DUTIES: LLC is primarily set up to administer a rental property owned by the family; HOURS DEVOTED PER MONTH: 01; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: None;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-02-24
S63 Uniform Securities Agent State Law Examination 1986-03-27
  • S65 Uniform Investment Adviser Law Examination
    1999-02-24
  • S63 Uniform Securities Agent State Law Examination
    1986-03-27

View on SEC IAPD

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