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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OR | RA | APPROVED | 2008-12-19 |
| CA | RA | APPROVED | 2006-03-23 |
Branch Locations
19782 Macarthur Blvd Suite 270, Irvine, CA 92612 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Company | Newport Beach | CA | 03/1990 | Present |
| Osaic Wealth, Inc. | New York | NY | 07/2004 | Present |
BENEFIT MANAGEMENT SPECIALISTS 360 POSITION: Finanacial Advisor NATURE: Marketing Name for Insurance and Investment advice & consulting INVESTMENT RELATED: Yes NUMBER OF HOURS: 150 SECURITIES TRADING HOURS: 100 START DATE: 03/21/2016 ADDRESS: 3857 Birch St. #181, Newport Beach CA 92660, United States DESCRIPTION: Meet with clients, assess their needs. Recommend solutions with investment & insurance products. LUGO & ASSOCIATES INSURANCE SERVICES POSITION: Managing Partner NATURE: SCorp, INVESTMENT RELATED: Yes NUMBER OF HOURS: 25 SECURITIES TRADING HOURS: 20 START DATE: 01/01/2003 ADDRESS: 3857 Birch St. #181, Newport Beach CA 92660, United States DESCRIPTION: Business Development, Life, DI , LTC, annuities consultation
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-01-08 |
| S63 | Uniform Securities Agent State Law Examination | 1986-06-11 |
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