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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2012-11-08
PA RA APPROVED 2010-06-15
CT RA APPROVED 2009-11-06
  • TX RA
    APPROVED_RES
    Since 2012-11-08
  • PA RA
    APPROVED
    Since 2010-06-15
  • CT RA
    APPROVED
    Since 2009-11-06

Branch Locations

600 Hamilton St, Allentown, PA 18101 • United States

Bethlehem, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Bethlehem PA 10/2009 Present
Bank Of America,N.A. Bethlehem PA 06/2011 Present
Previous Registrations
  • 2006-01-27 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Bethlehem, PA
    Bethlehem, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-07-22
  • S66 Uniform Combined State Law Examination
    1999-07-22
Other Names
  • Erm Tasci

View on SEC IAPD

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