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Susan Brooks Orourke

LPl Financial LLC

San Diego, CA

Larchmont, NY

Larchmont, NY

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-08-07
  • NY RA
    APPROVED
    Since 2025-08-07

Branch Locations

4707 Executive Dr, San Diego, CA 92121-3091 • United States

1969 Palmer Ave, Larchmont, NY 10538 • United States

1969 Palmer Ave, Larchmont, NY 10538 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Rye NY 06/2015 03/2020
Ameriprise Financial Services, Llc Larchmont NY 03/2020 08/2025
Lpl Financial Larchmont NY 08/2025 Present
  • 06/2015 → 03/2020
    Ameriprise Financial Services, Inc.
    Rye, NY
  • 03/2020 → 08/2025
    Ameriprise Financial Services, Llc
    Larchmont, NY
  • 08/2025 → Present
    Lpl Financial
    Larchmont, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-07-11
S63 Uniform Securities Agent State Law Examination 1986-02-25
  • S66 Uniform Combined State Law Examination
    2005-07-11
  • S63 Uniform Securities Agent State Law Examination
    1986-02-25
Other Names
  • Susan Brooks Orourke
  • Susan Br Orourke
  • Susan Br O'ROurke
  • Susan Brooks O'ROurke

View on SEC IAPD

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