Susan Brooks Orourke

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2015 → 03/2020
  Ameriprise Financial Services, Inc.
  Rye, NY
• 03/2020 → 08/2025
  Ameriprise Financial Services, Llc
  Larchmont, NY
• 08/2025 → Present
  Lpl Financial
  Larchmont, NY

Previous Registrations

• 2021-04-16 → 2025-08-17
  Ameriprise Financial Services, Llc
  Larchmont, NY
  New Rochelle, NY
• 2007-05-29 → 2007-10-23
  Citigroup Global Markets Inc.
  Rye, NY
• 2005-08-23 → 2007-05-29
  Citicorp Investment Services
  Rye, NY
  Rye, NY

Exams

• S66 Uniform Combined State Law Examination
  2005-07-11
• S63 Uniform Securities Agent State Law Examination
  1986-02-25

Other Names

• Susan Brooks Orourke
• Susan Br Orourke
• Susan Br O'ROurke
• Susan Brooks O'ROurke