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John J Denault

Wells Fargo Clearing Services, LLC

Allentown, PA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2022-08-19
TX RA APPROVED_RES 2021-03-03
FL RA APPROVED 2019-10-03
MT RA APPROVED 2017-02-16
CT RA APPROVED 2000-12-24
  • PA RA
    APPROVED
    Since 2022-08-19
  • TX RA
    APPROVED_RES
    Since 2021-03-03
  • FL RA
    APPROVED
    Since 2019-10-03
  • MT RA
    APPROVED
    Since 2017-02-16
  • CT RA
    APPROVED
    Since 2000-12-24

Branch Locations

4905 W Tilghman St 3Rd Fl [L3-Rbo], Allentown, PA 18104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Connecticut Army National Guard Farmington CT 05/1983 Present
Wells Fargo Advisors Llc Ansonia CT 05/2009 11/2016
Wells Fargo Clearing Services, Llc Ansonia CT 11/2016 Present
  • 05/1983 → Present
    Connecticut Army National Guard
    Farmington, CT
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Ansonia, CT
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Ansonia, CT
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-07-23
S63 Uniform Securities Agent State Law Examination 1986-01-29
  • S65 Uniform Investment Adviser Law Examination
    2009-07-23
  • S63 Uniform Securities Agent State Law Examination
    1986-01-29
Other Names
  • John James Denault
  • John James Denault

View on SEC IAPD

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CETERA INVESTMENT ADVISERS LLC
AMERIPRISE FINANCIAL SERVICES, LLC
GURNIAK FINANCIAL ADVISORS, INC.

Other Investors

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PATRICK JAMES HUTCHINSON
DAVID FREDERICK GUENSCH
REKHA MUKESH TRIVEDI
ALIASGHER NURALI SOMJI
Timothy O'Connors

Other Offices

LPL FINANCIAL LLC · ALLENTOWN, PA
SECTOR ANALYSTS LLC · ALLENTOWN, PA
LOMBARD ADVISERS INCORPORATED · Allentown, PA
WELLS FARGO CLEARING SERVICES, LLC · TREXLERTOWN, PA
J.P. MORGAN SECURITIES LLC · Trexlertown, PA
ERICKSON FINANCIAL GROUP, LLC · ALLENTOWN, PA
CETERA INVESTMENT ADVISERS LLC · ALLENTOWN, PA
AMERIPRISE FINANCIAL SERVICES, LLC · WESCOSVILLE, PA

More in Allentown, PA

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