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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2021-12-13
  • PA RA
    APPROVED
    Since 2021-12-13

Branch Locations

4905 W Tilghman St 3Rd Fl [L3-Rbo], Allentown, PA 18104 • United States

7103 Hamilton Blvd, Trexlertown, PA 18087 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Whitehall PA 10/2004 Present
Wells Fargo Clearing Services, Llc. Whitehall PA 05/2018 Present
Other Businesses

SUNBURY; INV RELATED; POTTSVILLE, PA; RENTAL PROPERTY; 100% OWNERSHIP; START DATE 06/06/2025; 16 HOURS PER MONTH; 0 HOURS DURING TRADING| LLC; INV RELATED; ALLENTOWN, PA; LLC FOR RENTAL PROPERTY; 100% OWNERSHIP; START DATE 06/06/2025; 16 HOURS PER MONTH; 0 HOURS DURING TRADING | 786 SIGNATURE HOLDINGS LLC; INV RELATED; ALLENTOWN,PA; REAL ESTATE ;50% OWNERSHIP; START DATE: 08/08/2025; 8 HRS PER MONTH; 0 HRS DURING TRADING;|

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-12-13
S63 Uniform Securities Agent State Law Examination 2018-08-14
  • S66 Uniform Combined State Law Examination
    2021-12-13
  • S63 Uniform Securities Agent State Law Examination
    2018-08-14

View on SEC IAPD

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