Kerry Duane Erickson

Employer firm

Erickson Financial Group, LLC CRD 299818

$199M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2002 → 02/2019
  Massmutual Life Insurance Company
  Springfield, MA
• 04/2002 → 02/2019
  Mml Investors Services, Inc.
  Center Valley, PA
• 02/2019 → Present
  Erickson Financial Group, Llc
  Center Valley, PA

Previous Registrations

• 2010-08-16 → 2019-02-14
  Mml Investors Services, Llc
  Center Valley, PA
  Center Valley, PA
  Center Valley, PA

Other Businesses

NAME: KERRY ERICKSON INSURANCE AGENT INV REL: Y ADD: 3701 CORPORATE PKWY, SUITE 320, CENTER VALLEY, PA. 18034 NATURE: LIFE, HEALTH POSITION: SALES START DATE: 7/1/2003 NO. HR/MO: 2 NO. HR/MO DURING SEC TRADING: 2

Exams

• S66 Uniform Combined State Law Examination
  2004-04-19
• S63 Uniform Securities Agent State Law Examination
  2002-07-24

Designations

• Chartered Financial Consultant