Sean Andrew Kelly

Current Employers

Employment History

• 10/1985 → Present
  Sean A. Kelly- Sole Proprietorship
  Baltimore, MD
• 04/2016 → 04/2021
  Kestra Financial Services, Inc
  Austin, TX
• 04/2021 → Present
  Lion Street Financial
  Baltimore, MD
• 04/2021 → Present
  Lion Street Advisors
  Baltimore, MD
• 11/2025 → Present
  Integrity Alliance, Llc.
  Hunt Valley, MD
• 11/2025 → Present
  Integrity Alliance, Llc.
  Hunt Valley, MD

Previous Registrations

• 2021-04-09 → 2025-11-03
  Lion Street Advisors, Llc
  Hunt Valley, MD
  Baltimore, MD
  Austin, TX
• 2016-04-19 → 2021-04-16
  Kestra Advisory Services, Llc
  Baltimore, MD
• 1999-03-19 → 2016-09-22
  Kestra Investment Services, Llc
  Baltimore, MD
  Baltimore, MD

Other Businesses

1.Boy Scouts of America - Baltimore Area Council Investment Related: No Address: 701 Wyman Park Drive Baltimore, MD 21211 Nature of Business: Community/Charitable/Civic Position, Title or Relationship: Other, Board member Start Date: 1/1/2012 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Attend quarterly meetings, help fund raise for BSA activities 2.RCM&D Investment Related: Yes Address: 555 Fairmount Ave Baltimore, MD 21286. Nature of Business Life Insurance Position, Title or Relationship: Shareholder Start Date: 4/1/2004 Hours per month: 91% - 100% - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Lead life insurance sales. 3.BALTIMORE ESTATE PLANNING COUNCIL POSITION: Board Member NATURE: interdisciplinary non-profit org. for professional involved in estate planning INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 04/01/1994 ADDRESS: 3451 Godspeed Road, Davidsonville MD 21035, United States DESCRIPTION: President-Elect for the 2025-2026 year. Coming year i will be in charge of getting sponsorships for our 6 educational meetings. 4.UNISON RISK ADVISORS (RXM&D) POSITION: Employee NATURE: Insurance Broker, Commercial, Employee Benefits, Life Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 04/01/2004 ADDRESS: 555 Fairmount Ave, Baltimore, MD 21286 DESCRIPTION: Assist client secure life insurance for the business & family planning.

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-11-11
• S63 Uniform Securities Agent State Law Examination
  1986-10-13

Designations