Michael Joseph Castner

Current Employers

Employment History

• 11/2010 → 12/2018
  Lpl Financial Llc
  Irvine, CA
• 11/2010 → 12/2018
  Independent Financial Partners
  Irvine, CA
• 12/2018 → Present
  Resources Investment Advisors
  Overland Park, KS
• 01/2019 → 08/2024
  Triad Advisors
  Norcross, GA
• 08/2024 → Present
  Osaic Wealth, Inc.
  Irvine, CA

Previous Registrations

• 2014-03-10 → 2018-12-31
  Lpl Financial Llc
  Bryan, OH
  Irvine, CA
• 2010-11-24 → 2018-12-31
  Independent Financial Partners
  Irvine, CA
  Irvine, CA
• 2007-12-18 → 2010-12-01
  Nrp Advisors, Inc.
  Irvine, CA
  Costa Mesa, CA
• 2005-11-16 → 2007-12-20
  Cantella & Co., Inc.
  Costa Mesa, CA
  Costa Mesa, CA
  Malden, MA
• 2003-07-01 → 2005-11-16
  Wells Fargo Clearing Services, Llc
  Newport Beach, CA
• 2000-01-13 → 2003-07-01
  Prudential Equity Group, Llc
  Newport Beach, CA

Other Businesses

1)Retirement Benefits Group;investment related;9276 Scranton Road,Suite 550,San Diego,CA 92121;investment;principal;1/2019;2 hrs during trading;provide invest advice 2)Castner Josephs Group (dba);not investment related;15615 Alton Pkwy,Ste 200,Irvine,CA 92618;dba;owner;6/10/2015;1 hr during trading;dba 3)Insurance-Back Nine Agency;non-variable insurance,annuity,disability,life,health;11/4/2010;1 hr during trading 4)RBG;investment related;15615 Alton Pkwy,Ste 200,Irvine,CA 92618;principal;1/2019;provide investment advice 5)OneDigital;investment related;15615 Alton Parkway,Suite 200,Irvine,CA 92618;retirement plan sales;retirement services;2/1/2020;40 hrs/month;6.5 hrs during trading;help with retirement plan sales 6)CJ Equity Partners;investment related;15615 Alton Pkwy,Suite 200,Irvine,CA 92618;non-variable insurance sales;partner;2/1/2020;2 hrs/month;0 hrs during trading;life insurance sales

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-03-08
• S63 Uniform Securities Agent State Law Examination
  1986-01-24

Other Names

• Michael J Castner