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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2026-03-20 |
Branch Locations
93 Worcester Street, Suite 103, Wellesley, MA 02481 • United States
Ipswich, MA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 09/1999 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 09/1999 | Present |
Administrator or executor of an estate or trustee of a trust for a non-family or family member.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-09-18 |
| S63 | Uniform Securities Agent State Law Examination | 1986-11-18 |
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