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Current Employers
Peak Financial Management Inc

93 Worcester Street Suite 101, Wellesley, MA 02481 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-03-21
TX RA APPROVED_RES 2014-10-02
MA RA APPROVED 1994-04-14
  • FL RA
    APPROVED
    Since 2022-03-21
  • TX RA
    APPROVED_RES
    Since 2014-10-02
  • MA RA
    APPROVED
    Since 1994-04-14

Branch Locations

Naples, FL • United States

93 Worcester Street Suite 101, Wellesley, MA 02481 • United States

Boston, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Peak Financial Management Wellesley MA 09/1991 Present
  • 09/1991 → Present
    Peak Financial Management
    Wellesley, MA
Other Businesses

NAME OF OBA: HARBOR TOWERS CONDOMINIUM ASSOCIATION; ADDRESS OF OBA: BOSTON, MA 02110; NATURE: TRUSTEE; INVESTMENT RELATED: NO; TITLE WITH OBA: TRUSTEE; DUTIES: VOTING TRUSTEE OF THE BOARD, MEMBER AND CHAIRMAN OF FINANCE COMMITTEE; START DATE: 08/2015; APPROX. NUMBER OF HOURS/MONTH: 8-10; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 0

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1984-09-12
  • S63 Uniform Securities Agent State Law Examination
    1984-09-12
Designations

View on SEC IAPD

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