Inactive

Neel K. Tiku

Peak Financial Management Inc

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Current Employers

Peak Financial Management Inc

93 Worcester Street Suite 101, Wellesley, MA 02481 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2014-10-02
MA	RA	APPROVED	2012-05-21

TX RA
APPROVED_RES

Since 2014-10-02
MA RA
APPROVED

Since 2012-05-21

Branch Locations

93 Worcester Street Suite 101, Wellesley, MA 02481 • United States

Newton, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Peak Financial Management	Wellesley	MA	11/2007	Present

11/2007 → Present

Peak Financial Management

Wellesley, MA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2011-12-21

S65 Uniform Investment Adviser Law Examination

2011-12-21

Other Names

Neel Tiku

View on SEC IAPD

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