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Christopher Karl Gaffney

Peak Financial Management Inc

Wellesley, MA

The Woodlands, TX

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Current Employers
Peak Financial Management Inc

93 Worcester Street Suite 101, Wellesley, MA 02481 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2015-06-16
TX RA APPROVED 2014-08-13
  • MA RA
    APPROVED
    Since 2015-06-16
  • TX RA
    APPROVED
    Since 2014-08-13

Branch Locations

93 Worcester Street Suite 101, Wellesley, MA 02481 • United States

The Woodlands, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Peak Financial Management, Inc. Wellesley MA 08/2014 Present
Previous Registrations
  • 2011-04-06 → 2014-08-18
    Wellesley Investment Partners, Llc
    Wellesley, MA
  • 2006-06-19 → 2011-03-29
    Beaumont Financial Partners Llc
    Needham, MA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-06-16
S63 Uniform Securities Agent State Law Examination 1997-07-18
  • S65 Uniform Investment Adviser Law Examination
    2006-06-16
  • S63 Uniform Securities Agent State Law Examination
    1997-07-18
Designations

View on SEC IAPD

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NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · WELLESLEY, MA
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