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Christopher Karl Gaffney

Peak Financial Management Inc

Wellesley, MA

The Woodlands, TX

CRD 2896156

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Employer firm

Peak Financial Management Inc CRD 110559

$534M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Peak Financial Management Inc

93 Worcester Street Suite 101, Wellesley, MA 02481 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2015-06-16
TX RA APPROVED 2014-08-13
  • MA RA
    APPROVED
    Since 2015-06-16
  • TX RA
    APPROVED
    Since 2014-08-13

Branch Locations

93 Worcester Street Suite 101, Wellesley, MA 02481 • United States

The Woodlands, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Peak Financial Management, Inc. Wellesley MA 08/2014 Present
Previous Registrations
  • 2011-04-06 → 2014-08-18
    Wellesley Investment Partners, Llc
    Wellesley, MA
  • 2006-06-19 → 2011-03-29
    Beaumont Financial Partners Llc
    Needham, MA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-06-16
S63 Uniform Securities Agent State Law Examination 1997-07-18
  • S65 Uniform Investment Adviser Law Examination
    2006-06-16
  • S63 Uniform Securities Agent State Law Examination
    1997-07-18
Designations
  • Certified Financial Planner

View on SEC IAPD

Nearby Firms

EQUITABLE ADVISORS, LLC
FOCUS PARTNERS WEALTH, LLC
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

Nearby Investors

JEFFREY CHARLES SMITH
SHAUN PATRICK THOMPSON
NEEL K. TIKU

Nearby Offices

EQUITABLE ADVISORS, LLC · WELLESLEY, MA
FOCUS PARTNERS WEALTH, LLC · Wellesley, MA
FOCUS PARTNERS WEALTH, LLC · Wellessley, MA

More in Wellesley, MA

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