Jeffrey Charles Smith

Employer firm

Peak Financial Management Inc CRD 110559

$534M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2014 → Present
  Peak Financial Management
  Wellesley, MA

Previous Registrations

• 2010-01-14 → 2014-08-22
  Wellesley Investment Partners, Llc
  Wellesley, MA
• 2005-05-12 → 2009-12-04
  Beaumont Financial Partners Llc
  Wellesley Hills, MA
• 2003-06-13 → 2005-03-24
  Strategic Advisers Llc
  Framingham, MA

Other Businesses

NAME OF OBA: SMITHARELLI DEVELOPMENT LLC; ADDRESS OF OBA: HUDSON, MA 01749; NATURE: REAL ESTATE; INVESTMENT RELATED: YES; TITLE WITH OBA: MANAGING MEMBER; DUTIES: PURCHASE PROPERTY; START DATE: 08/14/2025; APPROX. NUMBER OF HOURS/MONTH: 8; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 0

Exams

• S66 Uniform Combined State Law Examination
  2003-01-24
• S63 Uniform Securities Agent State Law Examination
  2000-05-02

Designations

• Chartered Financial Analyst