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Jeffrey Charles Smith

Peak Financial Management Inc

Wellesley, MA

Hudson, MA

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Current Employers
Peak Financial Management Inc

93 Worcester Street Suite 101, Wellesley, MA 02481 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2015-06-16
TX RA APPROVED 2014-09-29
  • MA RA
    APPROVED
    Since 2015-06-16
  • TX RA
    APPROVED
    Since 2014-09-29

Branch Locations

93 Worcester Street Suite 101, Wellesley, MA 02481 • United States

Hudson, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Peak Financial Management Wellesley MA 08/2014 Present
  • 08/2014 → Present
    Peak Financial Management
    Wellesley, MA
Previous Registrations
  • 2010-01-14 → 2014-08-22
    Wellesley Investment Partners, Llc
    Wellesley, MA
  • 2005-05-12 → 2009-12-04
    Beaumont Financial Partners Llc
    Wellesley Hills, MA
  • 2003-06-13 → 2005-03-24
    Framingham, MA
Other Businesses

NAME OF OBA: SMITHARELLI DEVELOPMENT LLC; ADDRESS OF OBA: HUDSON, MA 01749; NATURE: REAL ESTATE; INVESTMENT RELATED: YES; TITLE WITH OBA: MANAGING MEMBER; DUTIES: PURCHASE PROPERTY; START DATE: 08/14/2025; APPROX. NUMBER OF HOURS/MONTH: 8; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-01-24
S63 Uniform Securities Agent State Law Examination 2000-05-02
  • S66 Uniform Combined State Law Examination
    2003-01-24
  • S63 Uniform Securities Agent State Law Examination
    2000-05-02
Designations

View on SEC IAPD

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