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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-08-19
  • TX RA
    APPROVED
    Since 2024-08-19

Branch Locations

93 Worcester Street, Suite 103, Wellesley, MA 02481 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Osaic Fa, Inc. Boston MA 06/1998 08/2024
Equitable Advisors, Llc New York NY 08/2024 Present
Previous Registrations
  • 2000-06-03 → 2024-08-20
    Osaic Fa, Inc.
    Boston, MA
    Boston, MA
    Boston, MA
    Wilmington, NC
Other Businesses

1) Position of Trust. 2) Fairbanks Realty Advisors - Owner - Orlando, FL - 08/2024 - 1hr/mth. 3) Eagil Financial Group - Member/Sales - Woodcliff Lake, NJ - 08/2024 - 5hrs/mth. 4) Group Employee Benefits - Fixed Insurance Sales - 08/2024 - 10hrs/mth. 5) P&C Insurance - Sales/Agent Investment - 08/2024 - 1hr/mth. 6) Various Outside Fixed Insurance Appointments.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-04-21
S63 Uniform Securities Agent State Law Examination 1994-11-03
  • S66 Uniform Combined State Law Examination
    2000-04-21
  • S63 Uniform Securities Agent State Law Examination
    1994-11-03
Other Names
  • Eric G Bertz

View on SEC IAPD

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