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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-02-05 |
| NH | RA | APPROVED | 2007-06-06 |
Branch Locations
70 Main Street Suite 300, Peterborough, NH 03458-1470 • United States
Keene, NH • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets , Llc | Peterborough | PA | 03/2008 | Present |
| City National Bank | Peterborough | NH | 07/2019 | Present |
1) NAME OF ENTITY: Peterborough Sunshine Fund ADDRESS: 146 Hancock, Road Peterborough, NH 03458-0421 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Non-Profit CAPACITY: Board of Directors START DATE: 12/06/22 DUTIES: Quarterly meetings HOURS DEVOTED PER MONTH: 2 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1997-04-03 |
| S65 | Uniform Investment Adviser Law Examination | 1997-04-03 |
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