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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2026-01-27 |
Branch Locations
70 Main Street Suite 300, Peterborough, NH 03458-1470 • United States
Rindge, NH • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Peterborough | NH | 05/2025 | Present |
| Macdowell | Peterborough | NH | 06/2017 | 05/2025 |
| Nature's Green Grocer | Peterborough | NH | 10/2016 | 05/2017 |
| Friendship Field Farm Llc | Dublin | NH | 05/2012 | 05/2017 |
(1) Name of Entity: New Hampshire Hunter Jumper Association Address: 172 Goldmine Road Dubline New Hampshire 03444 Investment/Not Investment Related: No Business Description: Other Start Date: May 05, 2018 Capacity: Other Duties: Staff for horse shows. Shows take place primarily on Saturdays from May to October. Hours Devoted Per Month: 0 - 4 Hours Hours Devoted During Securities Hours Per Month: 0 - 4 Hours (2) Name of Entity: Friendship Field Farm LLC. Address: 172 Goldmine Road Dublin New Hampshire 03444 Investment/Not Investment Related: No Business Description: Other Start Date: Apr 24, 2021 Capacity: Other Duties: Horse show staff Hours Devoted Per Month: 0 - 4 Hours Hours Devoted During Securities Hours Per Month: 0 - 4 Hours
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-01-27 |
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