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Thomas Frazier

Rbc Capital Markets, LLC

Peterborough, NH

Fitzwilliam, NH

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-03-25
NH RA APPROVED 2020-02-14
  • TX RA
    APPROVED
    Since 2020-03-25
  • NH RA
    APPROVED
    Since 2020-02-14

Branch Locations

70 Main Street Suite 300, Peterborough, NH 03458-1470 • United States

Fitzwilliam, NH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Peterborough NH 01/2020 Present
The Main Street America Group Keene NH 07/1999 06/2019
Elephant Rock Farm Fitzwilliam NH 07/2019 12/2019
City National Bank Peterborough NH 01/2021 Present
  • 01/2020 → Present
    Rbc Capital Markets, Llc
    Peterborough, NH
  • 07/1999 → 06/2019
    The Main Street America Group
    Keene, NH
  • 07/2019 → 12/2019
    Elephant Rock Farm
    Fitzwilliam, NH
  • 01/2021 → Present
    City National Bank
    Peterborough, NH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-02-14
  • S66 Uniform Combined State Law Examination
    2020-02-14

View on SEC IAPD

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