Anna Marie Highter

Current Employers

Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2017-03-30
NH	RA	APPROVED	2014-09-04

TX RA
APPROVED_RES

Since 2017-03-30
NH RA
APPROVED

Since 2014-09-04

Branch Locations

70 Main Street Suite 300, Peterborough, NH 03458-1470 • United States

Weare, NH • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Rbc Capital Markets, Llc	Peterborough	NH	09/2014	Present
City National Bank	Peterborough	NH	03/2021	Present

09/2014 → Present

Rbc Capital Markets, Llc

Peterborough, NH
03/2021 → Present

City National Bank

Peterborough, NH

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2014-08-01
S63	Uniform Securities Agent State Law Examination	2004-04-14

S65 Uniform Investment Adviser Law Examination

2014-08-01
S63 Uniform Securities Agent State Law Examination

2004-04-14

Other Names

Anna M Johnson
Anna Marie Parzini
Anna Marie Lithgow

View on SEC IAPD

Current Employers

Rbc Capital Markets, Llc

Disclosures

Employment History

Exams

Other Names

Other Firms

Other Investors

Other Offices

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