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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2021-07-21 |
| SC | RA | APPROVED | 2021-07-21 |
| TX | RA | APPROVED_RES | 2021-07-21 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc. | Topeka | KS | 05/2001 | 07/2021 |
| Various Insurance Carriers For W & R Insurance Agencies | Topeka | KS | 02/2002 | 07/2021 |
| Sales & Marketing Executives Of Topeka | Topeka | KS | 04/2012 | 07/2021 |
| Topeka Blues Society | Topeka | KS | 09/2014 | 05/2021 |
| Top Of The Tower Inc | Topeka | KS | 04/2015 | 09/2018 |
| C7J Inc | Topeka | KS | 01/2018 | 05/2019 |
| Arrowealth Financial Llc | Topeka | KS | 02/2019 | 07/2021 |
| Lpl Financial Llc | Topeka | KS | 07/2021 | Present |
1) 02/16/2019 - Business Entity For Tax/Investment Purposes Only / ArroWealth Financial, LLC / Not Investment Related / 0Hrs/Mo / Topeka, KS 66604 2) 02/16/2019 - DBA for LPL Business (entity for LPL business) / ArroWealth Financial, LLC / Investment Related / 0Hrs/Mo / Topeka, KS 66604 3) 12/08/2025 - CJ7 LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - Topeka, KS - Start Date 12/08/2025 - 4 hours per month/ 0 hours during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-10-31 |
| S65 | Uniform Investment Adviser Law Examination | 1999-12-27 |
| S63 | Uniform Securities Agent State Law Examination | 1985-12-18 |
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