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Shari S Winkelman

Ubs Financial Services Inc.

Hunt Valley, MD

Hunt Valley, MD

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-05-06
VA RA APPROVED 2024-04-11
NJ RA APPROVED 2018-04-13
MD RA APPROVED 2017-10-10
FL RA APPROVED 2016-10-25
IL RA APPROVED 2015-01-08
  • NY RA
    APPROVED
    Since 2024-05-06
  • VA RA
    APPROVED
    Since 2024-04-11
  • NJ RA
    APPROVED
    Since 2018-04-13
  • MD RA
    APPROVED
    Since 2017-10-10
  • FL RA
    APPROVED
    Since 2016-10-25
  • IL RA
    APPROVED
    Since 2015-01-08

Branch Locations

307 International Circle Suite 440, Hunt Valley, MD 21030 • United States

307 International Circle, Hunt Valley, MD 21031 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Chicago IL 12/2014 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-05-03
S65 Uniform Investment Adviser Law Examination 1998-08-21
S63 Uniform Securities Agent State Law Examination 1990-07-12
  • S66 Uniform Combined State Law Examination
    2006-05-03
  • S65 Uniform Investment Adviser Law Examination
    1998-08-21
  • S63 Uniform Securities Agent State Law Examination
    1990-07-12
Other Names
  • Shari S Winkelmangreenstein
  • Shari Sue Winkelman
  • Shari Sue Greenstein
  • Shari Winkelman

View on SEC IAPD

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Other Offices

BAY HARBOR WEALTH MANAGEMENT, LLC · HUNT VALLEY, MD
ABS CAPITAL PARTNERS, INC. · HUNT VALLEY, MD
GROFF WEALTH MANAGEMENT · HUNT VALLEY, MD
MONUMENTAL WEALTH, LLC · HUNT VALLEY, MD
BUSH RIVER TRUST, LLC · HUNT VALLEY, MD
OSAIC WEALTH, INC. · HUNT VALLEY, MD
INDEPENDENT FINANCIAL PARTNERS · Hunt Valley, MD
AE WEALTH MANAGEMENT, LLC · Hunt Valley, MD

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