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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2017-03-25
  • PA RA
    APPROVED
    Since 2017-03-25

Branch Locations

4905 Tilghman Street Suite 200, Allentown, PA 18104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services, Llc Allentown PA 03/2017 Present
Massachusetts Mutual Life Insurance Company Allentown PA 07/2016 Present
  • 03/2017 → Present
    Allentown, PA
  • 07/2016 → Present
    Massachusetts Mutual Life Insurance Company
    Allentown, PA
Previous Registrations
  • 2007-09-06 → 2017-03-25
    Msi Financial Services, Inc.
    Sellersville, PA
    Allentown, PA
    Baltimore, MD
    Allentown, PA
    Sellersville, PA
    Sellersville, PA
    Allentown, PA
    Springfield, MA
    Springfield, MA
    Northampton, PA
    Baltimore, MD
    Baltimore, MD
Other Businesses

NAME: DIANNE A. MACHINIST INV REL: Y ADD: 4905 TILGMAN STREET SUITE 200, ALLENTOWN PA 18104 NATURE: NONMMLIA - INDIVIDUAL LIFE, HEALTH, GROUP LIFE, GROUP HEALTH POSITION: AGENT START DATE: 01/27/2020 No. HR/MO: 160. No. HR/MO DURING SEC TRADING: 100.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1986-10-31
  • S63 Uniform Securities Agent State Law Examination
    1986-10-31
Other Names
  • Dianne M Buntin
  • Dianne Anntionette Machinistbuntin
  • Dianne Anntionette Machinist

View on SEC IAPD

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