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Kovack Advisors, Inc. CRD 140808
$6.28B regulatory AUM 205 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-07-17 |
| PR | RA | APPROVED | 2014-08-20 |
Branch Locations
6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States
1590 Ponce De Leon Ave Gm Group Plaza, Ste 405, Pmb 31, San Juan, PR 00926 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kovack Securities, Inc. | Fort Lauderdale | FL | 08/2014 | Present |
| Kovack Advisors, Inc. | Fort Lauderdale | FL | 08/2014 | Present |
1) DBA : WEST INDIES WEALTH MANAGEMENT - 1590 PONCE DE LEON AVE., GM GROUP PLAZA, STE 405, PMB 31, SAN JUAN, PR 00926; SECURITIES; INVESTMENT RELATED; ADMINISTRATIVE; 40% OF TIME SPENT
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-09-11 |
| S63 | Uniform Securities Agent State Law Examination | 1987-06-06 |
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