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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2025-01-02 |
| TX | RA | APPROVED_RES | 2000-07-10 |
Branch Locations
6070 Poplar Avenue Suite 400, Memphis, TN 38119 • United States
1717 West Massey Road, Memphis, TN 38120 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Memphis | TN | 03/2000 | Present |
St Peter Catholic Church Finance Committee / 190 Adams Ave. Memphis,TN 38103 / Other/ Other Catholic Church / Religion / Member of Board of Directors / / Help Pastor or Church with budget and investment monitoring / Start Date 01/01/2017/ Catholic Church / River Arts Fest / P O Box 40001 Memphis, Tennessee 38174 / United States / Charity / Raise Money for arts in the community / Member of Board of directors / Finance Director / Start Date 10/1/2019 / Rental Property, Proprietor / owner, manage and lease condo's, start date-12/30/2017,MemphisTNUnited States-38103
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-02-22 |
| S63 | Uniform Securities Agent State Law Examination | 1985-12-20 |
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