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Denis Bernard Hartman

Robert W. Baird & Co. Incorporated

Cincinnati, OH

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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-01-04
TX RA APPROVED_RES 2018-07-30
OH RA APPROVED 1999-09-11
  • FL RA
    APPROVED
    Since 2023-01-04
  • TX RA
    APPROVED_RES
    Since 2018-07-30
  • OH RA
    APPROVED
    Since 1999-09-11

Branch Locations

3805 Edwards Rd Suite 610, Cincinnati, OH 45209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert W. Baird & Co. Incorporated Cincinnati OH 09/1998 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-12-30
S63 Uniform Securities Agent State Law Examination 1990-04-27
  • S65 Uniform Investment Adviser Law Examination
    2022-12-30
  • S63 Uniform Securities Agent State Law Examination
    1990-04-27

View on SEC IAPD

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OPUS CAPITAL MANAGEMENT · CINCINNATI, OH
FORMIDABLE ASSET MANAGEMENT, LLC · CINCINNATI, OH
RC CAPITAL · CINCINNATI, OH
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