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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2009-05-14 |
| TX | RA | APPROVED_RES | 2009-05-12 |
| VA | RA | APPROVED | 2009-04-29 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Charlottesville | VA | 04/2009 | Present |
1. HFS PARTNERS LLC; 1961 English Oaks Circle North, Charlottesville, VA 22911; MINORITY OWNER - Real Estate holding; 04/01/1997; 2.00 Hour(s) Per Month - may be during securities trading hours; Investment-Related. 2. Grace Community Church; 5146 Dickerson Road, Charlottesville, VA 22911; Finance Committee member - Help set annual budget; 09/01/1997; 1.00 Hour(s) Per Month - not during securities trading hours; Not Investment-Related. 3. Advance Mills Properties LLC; 2700 Frays Meadow Ct Earlysville VA 22936; Rental Real Estate; Agent; Manage Rental House with my wife; 05/29/2025; 5 hrs/month; Not during security trading hours; Investment-Related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-09-16 |
| S63 | Uniform Securities Agent State Law Examination | 1985-11-19 |
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