Best Investors
Account
Sign in
Best Investors
Account
Sign in
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-01-20 |
| CA | RA | APPROVED | 2026-01-16 |
Branch Locations
1332 Anacapa Street 2Nd Floor, Santa Barbara, CA 93101 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Santa Barbara | CA | 05/2015 | 01/2026 |
| Bank Of America, N.A. | Santa Barbara | CA | 08/2015 | 01/2026 |
| Morgan Stanley Smith Barney Llc. | Santa Barbara | CA | 01/2026 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 03/2026 | Present |
(1) 680956 - AMM Inc. / Not Investment Related / Ventura, CA / Religious Non-Profit / Board Member / Start 01-January-2020 / 3 hours devoted monthly / 3 during trading / Raise funds to support ministry through music. (2) 692778 - Santa Barbara Polo Club / Not Investment Related / Carpenteria, CA / Polo Club / Board Member / Start 25-April-2026 / 1 hour devoted monthly / 0 during trading / Administrative.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-06-03 |
| S63 | Uniform Securities Agent State Law Examination | 1985-11-22 |
Reach out to this advisor