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David Richard Peloquin

Main Street Advisors, LLC

Westminster, MD

CRD 1423632

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Employer firm

Main Street Advisors, LLC CRD 121797

$81.5M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Main Street Advisors, Llc

205 East Main Street, Westminster, MD 21157 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2024-01-24
PA RA APPROVED 2000-09-06
  • MD RA
    APPROVED
    Since 2024-01-24
  • PA RA
    APPROVED
    Since 2000-09-06

Branch Locations

205 East Main Street, Westminster, MD 21157 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Main Street Advisors, Llc Westminster MD 06/1999 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1985-11-25
  • S63 Uniform Securities Agent State Law Examination
    1985-11-25
Designations
  • Certified Financial Planner

View on SEC IAPD

Nearby Firms

LPL FINANCIAL LLC
EDWARD JONES
VANDERBILT ADVISORY SERVICES

Nearby Investors

AARON MICHAEL PUCKETT
DAVID ANTHONY HEMLER
PAUL MATTHEW SORENSON

Nearby Offices

LPL FINANCIAL LLC · WESTMINSTER, MD
EDWARD JONES · WESTMINSTER, MD
VANDERBILT ADVISORY SERVICES · Westminster, MD

More in Westminster, MD

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