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David Richard Peloquin

Main Street Advisors, LLC

Westminster, MD

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Current Employers
Main Street Advisors, Llc

205 East Main Street, Westminster, MD 21157 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2024-01-24
PA RA APPROVED 2000-09-06
  • MD RA
    APPROVED
    Since 2024-01-24
  • PA RA
    APPROVED
    Since 2000-09-06

Branch Locations

205 East Main Street, Westminster, MD 21157 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Main Street Advisors, Llc Westminster MD 06/1999 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1985-11-25
  • S63 Uniform Securities Agent State Law Examination
    1985-11-25
Designations

View on SEC IAPD

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