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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2020-02-14 |
| TX | RA | APPROVED | 2020-01-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Redstone Federal Credit Union | Madison | AL | 03/2009 | 01/2020 |
| Lpl Financial Llc | Madison | AL | 10/2013 | 01/2020 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Huntsville | AL | 01/2020 | Present |
| Bank Of America, N.A. | Huntsville | AL | 02/2020 | Present |
1. 2006 Real Estate Holdings: Montgomery, AL 36110; Bessemer, AL 35020. Not investment related. Less than 10% time. Less than 10% income. 2. 02/13/2017 - Horizon Properties LLC - Investment Related - Bessemer, AL 35022 - Business Entity For Tax/Investment Purposes Only - Started 02/06/2017 - 20 Hours Per Month/0 Hours During Securities Trading. I*9252 For profit or not for profit: Name of outside business organization: Rental Property Investment related: Address of business: BESSEMER, Alabama 35020 Nature of business: Position, title, association: Start date of relationship: 4/1/2014 Number of hours devoted: 4 hour(s) Number of hours devoted during trading hours: 0 I*9253 For profit or not for profit: Name of outside business organization: Rental Property Investment related: Address of business: MONTGOMERY, Alabama 36110 Nature of business: Position, title, association: Start date of relationship: 9/12/2008 Number of hours devoted: 2 hour(s) Number of hours devoted during trading hours: 0 I*1431249 For profit or not for profit: Name of outside business organization: Rental Property 1 Investment related: N Address of business: Talladega, Alabama, 35106, United States Nature of business: Position, title, association: Sole owner, Start date of relationship: 8/12/2023 Number of hours devoted: 104 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: ,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-01-22 |
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