Diane Parke Parmele

Employer firm

D.a. Davidson & Co. CRD 199

$41.8B regulatory AUM 1,050 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2010 → 09/2017
  Lpl Financial Llc
  Greensboro, NC
• 02/2016 → 09/2017
  Independent Advisor Alliance
  Charlotte, NC
• 10/2017 → 02/2021
  Bb&T Securities
  Winston-Salem, NC
• 02/2021 → 12/2022
  Truist Investment Services, Inc.
  Winston-Salem, NC
• 02/2021 → 12/2022
  Truist Advisory Services, Inc.
  Winston-Salem, NC
• 12/2022 → Present
  D.A. Davidson & Co.
  Winston-Salem, NC

Previous Registrations

• 2021-02-17 → 2022-12-01
  Truist Advisory Services, Inc.
  Atlanta, GA
  Winston-Salem, NC
• 2017-10-10 → 2021-02-17
  Bb&T Securities, Llc
  Winston-Salem, NC
  Richmond, VA
• 2016-02-11 → 2018-03-16
  Independent Advisor Alliance, Llc
  Greensboro, NC
• 2010-02-04 → 2016-02-12
  Lpl Financial Llc
  Greensboro, NC
• 2008-01-01 → 2009-07-10
  Wells Fargo Clearing Services, Llc
  Winston Salem, NC
  Winston-Salem, NC
• 2006-08-14 → 2008-01-01
  A. G. Edwards & Sons, Inc.
  Winston-Salem, NC
  St. Louis, MO
• 2004-01-22 → 2006-01-05
  Morgan Stanley Dw Inc.
  Nashville, TN

Other Businesses

DIANE PARMELE; NON-INVESTMENT RELATED; WINSTON SALEM, NC; NOTARY PUBLIC; START 1/9/23; 30 MIN/MO DURING SECURITIES TRADING HOURS; I NOTARIZE DOCUMENTS FOR CUSTOMERS.

Exams

• S66 Uniform Combined State Law Examination
  2006-09-28
• S63 Uniform Securities Agent State Law Examination
  1986-01-07

Other Names

• Diane Lee Parke
• Diane Parke Parmele
• Diane P Parmele