Best Investors Account Sign in

Roger Lewis Hochstetler

Edward Jones

Moses Lake, WA

Claim This Profile
Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-12-07
WA RA APPROVED 2017-08-02
  • TX RA
    APPROVED_RES
    Since 2018-12-07
  • WA RA
    APPROVED
    Since 2017-08-02

Branch Locations

821 E Broadway Ave Suite 3, Moses Lake, WA 98837-5934 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones Saint Louis MO 04/2013 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-06-21
S63 Uniform Securities Agent State Law Examination 1985-10-23
  • S66 Uniform Combined State Law Examination
    2013-06-21
  • S63 Uniform Securities Agent State Law Examination
    1985-10-23
Designations

View on SEC IAPD

Other Firms

STATE FARM INVESTMENT MANAGEMENT CORP.
LPL FINANCIAL LLC
J.P. MORGAN SECURITIES LLC
STRATEGIC FINANCIAL CONCEPTS, LLC

Other Investors

ARIEL E. GARZA
MICHAEL WILLIAM HOMER
Samuel Rathbone
Cooper Correia
Shane R Hoff-Williams
Kameron Shane Hoff-Williams
Hunter Garland-Cruz
Jeffery A. Sawyer

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Moses Lake, WA
LPL FINANCIAL LLC · MOSES LAKE, WA
EDWARD JONES · MOSES LAKE, WA
STATE FARM INVESTMENT MANAGEMENT CORP. · Moses Lake, WA
J.P. MORGAN SECURITIES LLC · MOSES LAKE, WA
EDWARD JONES · MOSES LAKE, WA
EDWARD JONES · MOSES LAKE, WA
EDWARD JONES · MOSES LAKE, WA

More in Moses Lake, WA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor