Samuel Rathbone

Current Employers

Employment History

• 09/2009 → 04/2021
  Rathbone Sales
  Moses Lake, WA
• 04/2021 → 10/2021
  Unemployed
  Moses Lake, WA
• 10/2021 → Present
  Integrity Wealth Advisors
  Moses Lake, WA
• 12/2021 → Present
  Lpl Financial, Llc
  Moses Lake, WA
• 08/2021 → Present
  Financial Advocates Investment Management
  Moses Lake, WA

Previous Registrations

• 2022-02-23 → 2025-08-06
  Financial Advocates Investment Management
  Olympia, WA
  Moses Lake, WA

Other Businesses

1. 12/17/2021 - Integrity Wealth Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 12/28/2021 - Integrity Wealth Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date: 02/01/2022 - Time Spent 100%. 3. 12/28/2021 - FINANCIAL ADVOCATES INVESTMENT MANAGEMENT - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date: 02/01/2022 - Time Spent 100% - I provide administrative support to FINANCIAL ADVOCATES INVESTMENT MANAGEMENT, an independent investment advisor firm. I started this business activity in 2/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 06/21/2022 - Exclusive Brokerage - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Insurance Producer - Start Date - 04/18/2022 - 4 Hours Per Month/ 0 Hours During Securities Trading.

Exams

• S66 Uniform Combined State Law Examination
  2022-01-28