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Current Employers
State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2019-05-31
  • WA RA
    APPROVED
    Since 2019-05-31

Branch Locations

1010 S Pioneer Way Ste A, Moses Lake, WA 98837-4411 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
State Farm Vp Management Corp. Moses Lake WA 06/2008 Present
Ariel Garza Insurance Agency Moses Lake WA 01/2009 Present
State Farm Investment Management Corp. Moses Lake WA 08/2018 Present
  • 06/2008 → Present
    State Farm Vp Management Corp.
    Moses Lake, WA
  • 01/2009 → Present
    Ariel Garza Insurance Agency
    Moses Lake, WA
  • 08/2018 → Present
    Moses Lake, WA
Other Businesses

1. Cololi Group LLC; non-investment-related; 101 W Broadway Ave Moses Lake, WA 98837; Investment or commercial property; Owner 100%; 8/22/2019; 1hr/mo; 0hr/mo; Collect rent and maintenance. 2. Ariel Garza's Insurance Agency; Insurance Agency; Investment-related; 101 W Broadway Ave Moses Lake, WA 98837-1901; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 01/01/2009; 80; 80; Service customers and supervise employees 3. DESERT HILLS HOA; non-investment-related; 566 BASELINE 5 SE #B4 MOSES LAKE WA 98837; Association/Committee/Council; Board Member; Secretary; 07/07/2023; 1; 1; SECRETARIAL, HOA

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-05-31
S63 Uniform Securities Agent State Law Examination 2006-07-18
  • S65 Uniform Investment Adviser Law Examination
    2019-05-31
  • S63 Uniform Securities Agent State Law Examination
    2006-07-18

View on SEC IAPD

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