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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-07-04 |
| WA | RA | APPROVED | 2025-06-13 |
Branch Locations
1010 S. Pioneer Way, Suite A, Moses Lake, WA 98837 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc. | Moses Lake | WA | 08/2002 | 05/2017 |
| Various Insurance Carriers For W & R Insurance Agencies | Moses Lake | WA | 11/2002 | 05/2017 |
| Five27 Inc | Moses Lake | WA | 06/2014 | Present |
| Lpl Financial, Llc | Moses Lake | WA | 05/2017 | Present |
| Financial Advocates Investment Management | Moses Lake | WA | 05/2017 | Present |
1.05/30/2017; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Integrity Wealth Advisors; Investment Related; at Reported Business Location(s); Start Date 05/16/2017; 100hrs/mth; 5hrs during trading 2.05/30/2017; FIVE27, INC; Business Entity For Tax/Investment Purposes Only; Not Investment Related; at Reported Business Location(s); Start Date 06/01/2014; 4hrs/mth; 0hrs during trading 3.05/30/2017; BBSI; REFERRAL; Investment Related; ; Start Date 07/01/2016; 0hrs/mth; 0hrs during trading 4.06/01/2017; (HYBRID) Integrity Wealth Advisors; Registered Investment Advisor DBA; Investment Related; at Reported Business Location(s); Start Date 05/16/2017; 40hrs/mth; 2hrs during trading; 5.06/01/2017; (HYBRID) FINANCIAL ADVOCATES INVESTMENT MANAGEMENT / FINANCIAL ADVOCATES INVESTMENT MANAGEMENT; Registered Investment Advisor Hybrid; Investment Related; at Reported Business Location(s); Start Date 05/08/2017; 40hrs/mth; hrs during trading; I provide investment advisory services through FINANCIAL ADVOCATES INVESTMENT MANAGEMENT, an independent investment advisor firm. I started this business activity in 5/2017. I expect to spend approximately 40 hours per month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6.07/29/2018; Integrity Wealth Advisors; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date 06/01/2017; 6hrs/mth; 4hrs during trading 7.04/05/2019; Moses Lake Community Health Center; Non-Profit Board Member; Not Investment Related; 605 S Coolidge St Moses Lake,WA; Start Date 01/01/2018; 4hrs/mth; 2hrs during trading 8.07/20/2021; Exclusive Insurance Brokerage; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date 06/17/2021; 4hrs/mth; 1hrs during trading 9.07/20/2021; Integrity Marketing; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date 06/17/2021; 4hrs/mth; 1hrs during trading 10.08/06/2026; Cornerstone Holdings LLC; Real Estate Rental; Investment Related; Moses Lake,WA; Start Date 01/01/2026; 5hrs/mth; 0hrs during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-11-27 |
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