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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-09-13 |
| WA | RA | APPROVED | 2012-10-01 |
Branch Locations
323 S. Division Street, Moses Lake, WA 98837 • United States
109 W. Division Avenue, Ephrata, WA 98823 • United States
711 Jadwin Avenue, Richland, WA 99352 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Ephrata | WA | 10/2012 | 09/2019 |
| Jpmorgan Chase Bank, N.A. | Richland | WA | 09/2019 | Present |
| J.P. Morgan Securities Llc | Richland | WA | 09/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-10-21 |
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