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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-09-13
WA RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2021-09-13
  • WA RA
    APPROVED
    Since 2012-10-01

Branch Locations

323 S. Division Street, Moses Lake, WA 98837 • United States

109 W. Division Avenue, Ephrata, WA 98823 • United States

711 Jadwin Avenue, Richland, WA 99352 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Ephrata WA 10/2012 09/2019
Jpmorgan Chase Bank, N.A. Richland WA 09/2019 Present
J.P. Morgan Securities Llc Richland WA 09/2019 Present
Previous Registrations
  • 2011-08-26 → 2012-10-01
    Chase Investment Services Corp.
    Ephrata, WA
  • 2011-03-22 → 2011-09-28
    Glendale, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-10-21
  • S66 Uniform Combined State Law Examination
    2010-10-21
Other Names
  • Jeffery Algon Sawyer

View on SEC IAPD

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