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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2017-03-25
  • PA RA
    APPROVED
    Since 2017-03-25

Branch Locations

4905 Tilghman Street Suite 200, Allentown, PA 18104 • United States

52 Glenmaura Nat Blvd Ste 202, Moosic, PA 18507 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. Wyomissing PA 03/1985 03/2017
Massmutual Life Insurance Company Allentown PA 07/2016 Present
Mml Investors Services, Llc Allentown PA 03/2017 Present
  • 03/1985 → 03/2017
    Metlife Securities Inc.
    Wyomissing, PA
  • 07/2016 → Present
    Massmutual Life Insurance Company
    Allentown, PA
  • 03/2017 → Present
    Allentown, PA
Previous Registrations
  • 2007-09-06 → 2017-03-25
    Msi Financial Services, Inc.
    Allentown, PA
    Wyomissing, PA
    Lansdale, PA
    Camp Hill, PA
Other Businesses

Name: David Hummel Inv rel: Y Add: 4905 Tilghman St. Allentown PA 18104 Nature: Individual Life, Property/Casualty, Health, Group Life, Group Health Position: Sales Start date: 07/2016 No. HR/MO: 8 No. HR/MO during sec trading: 8

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1986-11-20
  • S63 Uniform Securities Agent State Law Examination
    1986-11-20
Designations

View on SEC IAPD

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