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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-01-04 |
| IA | RA | APPROVED | 2010-09-01 |
Branch Locations
909 Main St, Grinnell, IA 50112 • United States
974 73Rd St. Ste. 6-7, West Des Moines, IA 50265 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc | Fairfield | IA | 09/2010 | Present |
| Cambridge Investment Research Advisors, Inc | Fairfield | IA | 09/2010 | Present |
1) CIRKS FINANCIAL SERVICES LLC, 909 MAIN ST GRINNELL IA, 01/1987, AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. 2 HR/WK - 0/TRADING. 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 2 HR/WK - 2/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 3) PUBLIC NOTARY, 909 MAIN ST, GRINNELL, IA 50112. BEGAN 9/1/2010. DEVOTES 1 HR/YR- NONE DURING TRADING. 4) OWNER, GRINNELL, IA, 06/2016. FARMLAND. NIR-20/YR-0/TRADING. 5) CIRKS FINANCIAL SERVICES-DBA, 909 Main St, Grinnell IA 50112, United States, 09/01/2010, Owner, DBA Name, Investment Related, 160 HR/MO - 120 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1986-07-18 |
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