Best Investors Account Sign in
Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2020-02-03
  • IA RA
    APPROVED
    Since 2020-02-03

Branch Locations

909 Main St., Grinnell, IA 50112 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securities America, Inc. Grinnell IA 03/2008 02/2020
Securities America Advisors, Inc Grinnell IA 03/2008 01/2020
Grinnell Kiwanis Club Grinnell IA 10/2008 Present
Cambridge Investment Research, Inc. Fairfield IA 02/2020 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 02/2020 Present
  • 03/2008 → 02/2020
    Securities America, Inc.
    Grinnell, IA
  • 03/2008 → 01/2020
    Securities America Advisors, Inc
    Grinnell, IA
  • 10/2008 → Present
    Grinnell Kiwanis Club
    Grinnell, IA
  • 02/2020 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 02/2020 → Present
    Fairfield, IA
Previous Registrations
  • 2008-03-28 → 2020-02-13
    Securities America Advisors, Inc.
    Grinnell, IA
  • 2006-03-24 → 2008-04-30
    1717 Capital Management Company
    Grinnell, IA
    Grinnell, IA
  • 2005-05-09 → 2006-03-03
    Downers Grove, IL
Other Businesses

1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING. 02/03/20. 2) PIONEER RENTALS, 602 10TH AVE, GRINNELL, IA, PROPERTY OWNERSHIP, MEMBER, 01/01/13, NIR, 5/MO- 1/TRADING 3) POHLSON- SMITH INSURANCE, 1415 MAIN STREET, GRINNELL, IA, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 05/01/21, VICE PRESIDENT, NIR, 20 HR/WK- 4/TRADING HR. 4) CIRKS FINANCIAL SERVICES, 909 Main Street, Grinnell IA 50112, United States, 10/01/2025, Advisor using DBA, DBA Name, INV REL, 160 HR/MO - 160 HR/MO TRADING 5) CITY OF GRINNELL- HOTEL MOTEL TAX COMMITTEE, 520 4th Ave, Grinnell IA 50112, United States, 10/27/2023, Board Member, Board Member/Officer/Director/Committee Member/Board Trustee, NIR, 1 HR/MO - 1 HR/MO TRADING

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-05-16
S63 Uniform Securities Agent State Law Examination 1998-06-30
  • S65 Uniform Investment Adviser Law Examination
    2006-05-16
  • S63 Uniform Securities Agent State Law Examination
    1998-06-30
Other Names
  • Dustin Smith

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Grinnell, IA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor