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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2010-09-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc | Fairfield | IA | 09/2010 | Present |
| Cirks Financial Services, Llc | Grinnell | IA | 01/2005 | Present |
| Cambridge Investment Research Advisors, Inc | Fairfield | IA | 09/2010 | Present |
1) MARY KAY, INC. NON INVESTMENT RELATED, GRINNELL, IA. SELLING COSMETICS AS A MARY KAY CONSULTANT, STARTED 6/2005, DEVOTE 2 HOURS PER WEEK, 0 HOURS DURING TRADING HOURS. DUTIES-PLACE COSMETIC ORDERS, DELIVER PRODUCTS, FOLLOW UP TO SERVICE CUSTOMERS COSMETIC NEEDS. 2) PUBLIC NOTARY, 13 MELROSE LN, GRINNELL, IA 50112. BEGAN 9/2010. DEVOTES 1 HR/YR- NONE DURING TRADING. 3) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 0 HRS. SEE EMPLOYMENT HISTORY FOR START DATE. 4) CIRKS FINANCIAL SERVICES-DBA, 909 Main St, Grinnell IA 50112, United States, 09/01/2010, Owner, DBA Name, Investment Related, 160 HR/MO - 120 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-07-11 |
| S63 | Uniform Securities Agent State Law Examination | 1999-09-23 |
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