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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2023-01-05 |
| TX | RA | APPROVED_RES | 2023-01-03 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Investment Centers Of America | Grinnell | IA | 07/2012 | 09/2017 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 09/2017 | 02/2022 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 09/2017 | 02/2022 |
| Cetera Advisor Networks | El Segundo | CA | 02/2022 | 12/2022 |
| Allen Financial | Grinnell | IA | 11/2002 | Present |
| B K Properties | Grinnell | IA | 07/2002 | Present |
| Cambridge Investment Research, Inc. | Fairfield | IA | 01/2023 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 01/2023 | Present |
1) DOUGLAS ALLEN, 827 STAGECOACH ROAD GINNELL IA, 07/997, OWNER, AGRICULTURE, NIR, 1 HR/MO 0 HR/MO TRADING 2) PRESSURE TESTING SOLUTIONS, 31065 BEAVER VALLEY ST NEW HARTFORD IA, 09/2020, OWNER, AGRICULTURE, NIR, 0 HR/MO 0 HR/MO TRADING 3) BK PROPERTIES, 801 4TH AVE GRINNELL IA, 02/13/2004, PRESIDENT, REAL ESTATE, NIR, 1 HR/MO 0 HR/MO TRADING 4) ALLEN FINANCIAL, 801 4TH AVE GRINNELL IA, 02/01/2002, PRESIDENT, DBA, INV REL, 2 HR/MO 0 HR/MO TRADING 5) DOUGLAS ALLEN, 801 4TH AVE GRINNELL IA, 02/2002, INSURANCE AGENT, INV REL, 2 HR/MO 2 HR TRADING 6) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 01/2023, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO 120 HR/MO TRADING 7) STRETCH ZONE CR LLC>, 5235 BUFFALO RIDGE DRIVE NE CEDAR RAPIDS IA, 10/2024, OWNER, SPORT/FITNESS/GAMING, NIR, 2 HR/MO 0 HR/MO TRADING 8) ALLEN FINANCIAL, 801 4th Ave, Grinnell, IA 50112, 02/2002, President, DBA Name, NIR, 2 HR/MO, 0 HR/MO TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-03-03 |
| S63 | Uniform Securities Agent State Law Examination | 1986-05-01 |
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